Facilitating Your Financial Success and Growth

Who We Are

Gladstone Securities, LLC is the investment banking affiliate of Gladstone Management Corporation, an investment adviser firm headquartered in the Washington, DC area with offices in New York, Texas, Washington, Illinois and California.

What We Do

Gladstone Securities specializes in fundraising and strategic advisory services for affiliated funds of The Gladstone Companies. Our team has advisory expertise in a wide range of industries and has developed a broad base of investor relationships in North America.

Gladstone Securities advises and executes on all aspects of the fundraising, strategic, and financial advisory process, including competitive analysis, pre-marketing, preparation of marketing materials, investor introductions, negotiation, and final documentation.

Gladstone Securities’ association with Gladstone Management and its affiliated investment funds, which are providers of growth capital and mezzanine debt, provides a merchant banking capability for supporting investment in US middle-market buyout and growth opportunities. 

Gladstone Securities is a registered broker-dealer member of FINRA and SIPC.